An open-source, self-hosted mini Bloomberg Terminal for AI agents — SEC filings, institutional holdings, insider trading, congressional trades, and short data from a single self-hosted stack.
☁️Haven GRC - easier governance, risk, and compliance 👨⚕️👮♀️🦸♀️🕵️♀️👩🔬
An easy way to programmatically run queries against FINRA's BrokerCheck database using Node.js.
Tight Shorts - short volume charts, total trading volume, short exempt volume for stock market.
Governance framework for Microsoft 365 AI agents (Copilot Studio) in regulated financial services
Process FINRA Short Daily Data feeds
MCP Server for Finra Public Data
This repository deals with the personal project of setting up an API (Python) client wrapper for the FINRA API to load and request datasets. All available FINRA datasets can be loaded after valid credentials have been obtained. Metadata retrieval, filtering and a lot more methods are exemplary shown.
first-to-market cryptographically verified autonomous AI agent. 6.8MB footprint, air-gapped deployment, BYOLLM architecture. Built for defense, finance, healthcare, and manufacturing.
SEC/FINRA-Compliant Institutional Broker-Dealer Platform — Multi-asset trading, real-time risk management, automated regulatory reporting (15c3-1, 15c3-3, CAT, TRACE, FOCUS), AML/KYC compliance engine, FIX protocol connectivity
Investment Company and Variable Contracts Products
Free Finra practice questions 2026 — 20 questions across 2 exams | certbase.pro
Industry rule packs for EVAV /ship and Sentinel — healthcare, finance, legal, gov, SaaS.
Claude plugins for second-line financial-services work: GRC, regulatory change, AI/model risk, third-party risk, compliance testing, risk reporting, financial crime, consumer compliance — across banking, insurance, capital markets, and payments/fintech.
Financial regulation is the body of laws, rules, and supervisory frameworks governing financial markets, banks, broker-dealers, asset managers, payment providers, and crypto firms. Major regulators include the U.S.